THE ESSENTIALS OF BUDDHA DHAMMA IN MEDITATIVE PRACTICE
by
Sayagyi Thray Sithu U Ba Khin
With an Essay on U Ba Khin by Eric Lerner
The Wheel Publication No. 231
First Edition 1976
Reprint 1981
Copyright 1981, 1995 Buddhist Publication Society
BUDDHIST PUBLICATION SOCIETY
KANDY Sri Lanka
* * *
DharmaNet Edition 1995
Transcription: Tom Fitton
Proofreading & Formatting: John Bullitt
This electronic edition is offered for free distribution
via DharmaNet by arrangement with the publisher.
DharmaNet International
P.O. Box 4951, Berkeley CA 94704-4951
* * * * * * * *
THE ESSENTIALS OF BUDDHA-DHAMMA IN MEDITATIVE PRACTICE
Anicca, Dukkha, Anatta -- Impermanence, suffering and Egolessness --
are the three essential characteristics of things in the Teaching of
the Buddha. If you know Anicca correctly, you will know Dukkha as its
corollary and Anatta as ultimate truth. It takes time to understand the
three together.
Impermanence (//anicca//) is, of course, the essential fact which must
be first experienced and understood by practice. Mere book-knowledge of
the Buddha-Dhamma will not be enough for the correct understanding of
Anicca because the experiential aspect will be missing. It is only
through experiential understanding of the nature of Anicca as an
ever-changing process within you that you can understand Anicca in the
way the Buddha would like you to understand it. As in the days of the
Buddha, so too now, this understanding of Anicca can be developed by
persons who have no book-knowledge whatsoever of Buddhism.
To understand Impermanence (//anicca//) one must follow strictly and
diligently the Eightfold Noble Path, which is divided into the three
groups of Sila, Samadhi and Panna -- Morality, Concentration and
Wisdom. Sila, or virtuous living, is he basis for Samadhi, control of
the mind leading to one-pointedness. It is only when Samadhi is good
that one can develop Panna. Therefore, Sila and Samadhi are the
prerequisites for Panna. By Panna is meant the understanding of Anicca,
Dukkha and Anatta through the practice of Vipassana, i.e., insight
meditation.
Whether a Buddha has arisen or not, the practice of Sila and Samadhi
may be present in the human world. They are, in fact, the common
denominators of all religious faiths. They are not, however, sufficient
means for the goal of Buddhism -- the complete end of suffering. In his
search for the end of suffering, Prince Siddhattha, the future Buddha,
found this out and worked his way through to find the path which would
lead to the end of suffering. After solid work for six years, he found
the way out, became completely enlightened, and //then// taught men and
gods to follow the Path which would lead them to the end of suffering.
In this connection we should understand that each action -- whether by
deed, word or thought -- leaves behind an active force called "Sankhara"
(or "kamma" in popular terminology), which goes to the credit or debit
account of the individual, according to whether the action is good or
bad. There is, therefore, an accumulation of Sankhara (or Kamma) with
everyone, which functions as the supply-source of energy to sustain
life, which is inevitably followed by suffering and death. It is by the
development of the power inherent in the understanding of Anicca,
Dukkha and Anatta, that one is able to rid oneself of the Sankhara
accumulated in ones own personal account. This process begins with the
correct understanding of Anicca, while further accumulations of fresh
actions and the reduction of the supply of energy to sustain life are
taking place simultaneously, from moment to moment and from day to day.
It is, therefore, a matter of a whole lifetime or more to get rid of
all one's Sankhara. He who has rid himself of all Sankhara comes to the
end of suffering, for then no Sankhara remains to give the necessary
energy to sustain him in any form of life. On the termination of their
lives the perfected saints, i.e., the Buddhas and Arahants, pass into
Parinibbana, reaching the end of suffering. For us today who take to
Vipassana Meditation, it would suffice if we can understand Anicca well
enough to reach the first stage of an Ariya (a Noble person), that is,
a Sotapanna or Stream-enterer, who will not take more than Seven lives
to come to the end of suffering.
The fact of Anicca, which opens the door to the understanding of Dukkha
an Anatta and eventually to the end of suffering, can be encountered in
its full significance only through the Teachings of a Buddha, for so
long as that Teaching relating to the Eightfold Noble Path and the
Thirty-Seven Factors of Enlightenment (//bodhipakkhiya dhamma//)
remains intact and available to the aspirant.
For progress in Vipassana Meditation, a student must keep knowing
Anicca as continuously as possible. The Buddha's advice to monks is
that they should try to maintain the awareness of Anicca, Dukkha or
Anatta in all postures, whether sitting, standing, walking or lying
down. Continuous awareness of Anicca and so of Dukkha and Anatta, is
the secret of success. The last words of the Buddha just before He
breathed His last and passed away into Mahaparinibbana were: "Decay (or
Anicca) is inherent in all component things. Work our your own
salvation with diligence." This is the fact the essence of all His
teachings during the forty-five years of His ministry. If you will keep
up the awareness of the Anicca that is inherent in all component
things, you are sure to reach the goal in the course of time.
As you develop in the understanding of Anicca, your insight into "What
is true of nature" will become greater and greater, so much so that
eventually you will have no doubt whatsoever of the three
characteristics of Anicca, Dukkha and Anatta. It is then only that you
will be in a position to go ahead for the goal in view. Now that you
know Anicca as the first essential factor, you would try to understand
what Anicca is with real clarity as extensively as possible so as not
to get confused in the course of practice or discussion.
The real meaning of Anicca is that Impermanence or Decay is the
inherent nature of everything that exists in the Universe -- whether
animate or inanimate. The Buddha taught His disciples that everything
that exists at the material level is composed of "Kalapas." Kalapas are
material units very much smaller than atoms, which die out immediately
after they come into being. Each kalapa is a mass formed of the eight
basic constituents of matter, the solid, liquid, calorific and
oscillatory, together with colour, smell, taste, and nutriment. The
first four are called primary qualities, and are predominant in a
kalapa. The other four are subsidiaries, dependent upon and springing
from the former. A kalapa is the minutest particle in the physical
plane -- still beyond the range of science today. It is only when the
eight basic material constituents unite together that the kalapa is
formed. In other words, the momentary collocation of these eight basic
elements of behavior makes a man just for that moment, which in
Buddhism is known as a kalapa. The life-span of a kalapa is termed a
moment, and a trillion such moments are said to elapse during the wink
of a man's eye. These kalapas are all in a state of perpetual change or
flux. To a developed student in Vipassana Meditation they can be felt
as a stream of energy.
The human body is not, as it may appear, a solid stable entity, but a
continuum of matter (//rupa//) co-existing with mentality (//nama//).
To know that our very body is tiny kalapas all in a state of change is
to know the true nature of change or decay. This change or decay
(//anicca//) occasioned by the continual breakdown and replacement of
kalapas, all in a state of combustion, must necessarily be identified
as Dukkha, the truth of suffering. It is only when you experience
impermanence (//anicca//) as suffering (//dukkha//) that you come to
the realization of the truth of suffering, the first of the Four Noble
Truths basic to the doctrine of the Buddha. Why? Because when you
realize the subtle nature of Dukkha from which you cannot escape for a
moment, you become truly afraid of, disgusted with, and disinclined
towards your very existence as mentality-materiality (//namarupa//),
and look for a way of escape to a state beyond Dukkha, and so to
Nibbana, the end of suffering. What that end of suffering in like, you
will be able to taste, even as a human being, when you reach the level
of sotapanna, a Stream-enterer, and develop well enough by practice to
attain to the unconditioned state of Nibbana, the Peace within. But
even in terms of everyday, ordinary life, no sooner than you are able
to keep up the awareness of Anicca in practice will you know for
yourself that a change is taking place in you for the better, both
physically and mentally.
Before entering upon the practice of Vipassana Meditation, that is,
after Samadhi has been developed to a proper level, a student should
acquaint himself with the theoretical knowledge of material and mental
properties, i.e., of Rupa and Nama. For in Vipassana Meditation one
contemplates not only the changing nature of matter, but also the
changing nature of mentality, of the thought-elements of attention
directed towards the process of change going on within matter. At times
the attention will be focused on the impermanence of the material side
of existence, i.e., upon Anicca in regard to Rupa, and at other times
on the impermanence of the thought-elements or mental side, i.e., upon
Anicca in regard to Nama. When one is contemplating the impermanence of
matter, one realizes also that the thought-elements simultaneous with
that awareness are also in a state of transition or change. In this
case one will be knowing Anicca in regard to both Rupa and Nama
together.
All I have said so far relates to the understanding of Anicca through
bodily feelings of the process of change of Rupa or matter, and also of
thought-elements depending upon such changing processes. You should
know that Anicca can also be understood through other types of feeling
as well. Anicca can be contemplated through feeling:
(i) by contact of visible form with the sense organ of the eye;
(ii) by contact of sound with the sense organ of the ear;
(iii) by contact of smell with the sense organ of the nose;
(iv) by contact of taste with the sense organ of the tongue;
(v) by contact of touch with the sense organ of the body;
(vi) and by contact of mental objects with the sense organ of the
mind.
Once can thus develop the understanding of Anicca through any of six
sense organs. In practice, however, we have found that of all the types
of feeling, the feeling by contact of touch with the component parts of
the body in a process of change covers the widest area for
introspective meditation. Not only that, the feelings by contact of
touch (by way of friction, radiation and vibration of the kalapas
within) with the component parts of the body is more evident that other
types of feeling and therefore a beginner in Vipassana Meditation can
come to the understanding of Anicca more easily through bodily feelings
of the change of Rupa or matter. This is the main reason why we have
chosen bodily feeling as a medium for quick understanding of Anicca. It
is open to anyone to try other means, but my suggestion is that one
should be well-established in the understanding of Anicca through
bodily feeling before any attempt is made through other types of
feeling.
There are ten levels of knowledge in Vipassana, namely:
(i) Sammasana: theoretical appreciation of Anicca, Dukkha and
Anatta by close observation and analysis.
(ii) Udayabbaya: knowledge of the arising and dissolution of Rupa
and Nama by direct observation.
(iii) Bhanga: knowledge of the rapidly changing nature of Rupa and
Nama as a swift current or stream of energy; in particular,
clear awareness of the phase of dissolution.
(iv) Bhaya: knowledge that this very existence is dreadful.
(v) Adinava: knowledge that this very existence is full of evils.
(vi) Nibbida: knowledge that this very existence is disgusting.
(vii) Muncitukamyata: knowledge of the urgent need and wish to
escape from this very existence.
(viii) Patisankha: knowledge that the stage is now set to get
detached from all conditioned phenomena (//sankhara//) and
to break away from egocentricity.
(x) Anuloma: knowledge that would accelerate the attempt to
reach the goal.
These are the levels of attainment which one goes through during the
course of Vipassana Meditation; in the case of those who reach the goal
in a short time they can be known only in retrospect. Along with one's
progress in understanding Anicca, one may reach these levels of
attainment, subject, however, to adjustments or help at certain levels
by a competent teacher. One should avoid looking forward to such
attainments in anticipation, as this will distract from the continuity
of awareness of Anicca, which alone can and will give the desired
reward.
Let me now deal with Vipassana Meditation from the point of view of a
householder in everyday life an explain the benefit one can derive from
it -- here and now -- in this very lifetime.
The initial object of Vipassana Meditation is to activate the
experience of Anicca in oneself and to eventually reach a state of
inner and outer calmness and balance. This is achieved when one becomes
engrossed in the feeling of Anicca within. The world is now facing
serious problems which threaten all mankind. It is just the right time
for everyone to take to Vipassana Meditation and learn how to find a
deep pool of quiet in the midst of all that is happening today. Anicca
is inside of everybody. It is within reach of everybody. Just a look
into oneself and there it is -- Anicca to be experienced. When one can
feel Anicca, when one can experience Anicca, and when one can become
engrossed in Anicca, one can at will cut oneself off from the world of
ideation outside. Anicca is, for the householder, the gem of life which
he will treasure to create a reservoir of calm and balanced energy for
his own well-being and for the welfare of the society.
The experience of Anicca, when properly developed, strikes at the root
of ones physical and mental ills and removes gradually whatever is bad
in him, i.e., the causes of such physical and mental ills. This
experience is not reserved for men who have renounced the world for the
homeless life. It is for the householder as well. In spite of drawbacks
which make a householder restless in these days, a competent teacher or
guide can help a student to get the experience of Anicca activated in a
comparatively short time. Once he has got it activated, all that is
necessary is for him to try and preserve it; but he must make it a
point, as soon as time or opportunity presents itself for further
progress, to work for the stage of Bhanganana -- the third level of
knowledge in Vipassana. If he reaches this level, there will be little
or no problem because he should then be able to experience Anicca
without much ado and almost automatically. In this case Anicca will
become his base, to which all his physical and mental activities return
as soon as the domestic needs of daily life for such activities are
over. However, there is likely to be some difficulty for one who has
not reached the stage of Bhanga. It will be just like a tug-of-war for
him between Anicca within, and physical and mental activities outside.
So it would be wise for him to follow the motto of work while you
work, play while you play. There is no need for him to be activating
the experience of Anicca all the time. It should suffice if this could
be confined to a regular period, or periods, set apart in the day or
night for the purpose. During this time, at least, an attempt must be
made to keep the attention focused inside the body, with awareness
devoted exclusively to Anicca; that is to say, his awareness of Anicca
should go on from moment to moment so continuously as not to allow for
the interpolation of any discursive or distracting thoughts which are
definitely detrimental to progress. In case this is not possible, he
will have to go back to respiration-mindfulness, because Samadhi is the
key to the contemplation of Anicca. To get good Samadhi, Sila
(morality) has to be perfect, since Samadhi is build upon Sila. For a
good experience of Anicca, Samadhi must be good. If Samadhi is
excellent awareness of Anicca will also become excellent. There is not
special technique for activating the experience of Anicca other than
the use of the mind, adjusted to a perfect state of balance, and
attention projected upon the object of meditation. In Vipassana the
object of meditation is Anicca, and therefore in the case of those used
to focus their attention on bodily feelings, they can feel Anicca
directly. In experiencing Anicca in relation to the body, it should
first be in the area where one can easily get his attention engrossed,
changing the area of attention from place to place, from head to feet
and from feet to head, at times probing into the interior. At this
stage, it must clearly be understood that no attention is to be paid to
the anatomy of the body, but to the formations of matter -- the kalapas
-- and the nature of their constant change.
If these instructions are observed, there will surely be progress, but
the progress depends also on Parami (i.e., on one's dispositions for
certain spiritual (qualities) and the devotion of the individual to the
work of meditation. If he attains high levels of knowledge, his power
to understand the three characteristics of Anicca, Dukkha and Anatta
will increase and he will accordingly come nearer and nearer to the
goal of the Ariya or noble saint, which every householder should keep
in view.
This is the age of science. Man of today has no Utopia. He will
not accept anything unless the results are good, concrete, vivid,
personal, and here-and-now. When the Buddha was alive, He said
to the Kalamas:
Now look, you Kalamas. Be not misled by report or tradition or
hearsay. Be not misled by proficiency in the scriptural
collections, or by reasoning or logic or reflection on and
approval of some theory, or because some view conforms with
one's inclinations, or out of respect for prestige of a teacher.
But when you know for yourselves: these things are unwholesome,
these things are blameworthy, these things are censured by the
wise; these things when practiced and observed, conduce to loss
and sorrow -- then you reject them. But if at any time you know
for yourselves: these things are wholesome, these things are
blameless, these things are praised by the intelligent; these
things, when practiced and observed, conduce to welfare and
happiness, then, Kalamas, do ye, having practiced them, abide.
The time-clock of Vipassana has now struck -- that is for the revival
of Buddha-Dhamma Vipassana in practice. We have no doubt whatsoever
that definite results would accrue to those who would with an open mind
sincerely undergo a course of training under a competent teacher -- I
mean results which will be accepted as good, concrete, vivid, personal,
here-and-now, results which will keep them in good stead and in a state
of well-being and happiness for the rest of their lives.
May all beings be happy and may Peace prevail in the world.
* * * * * * * *
U BA KHIN: AN APPRECIATION
by
Eric Lerner
Over the centuries Theravada Buddhist teachings have been preserved by
and large in a monastic tradition. The requisite for the true practice
has been the renunciation of worldly existence for a life behind walls
or in the forest. Householders were left with the observances of
morality, almsgiving, and worship to accrue merit for future lives when
they could actually embark on the formal path to liberation. As the
sutras themselves reveal, however, this was not the case at all when
the Buddha was alive and preaching. Vast numbers of householders
received the teaching and the practice as well, and attained high
levels of spiritual development.
In the past few decades in the Theravada Buddhist countries there has
been a general revival of interest in insight meditation among the
robed Sangha, and with it a spreading of the practice outside the
monastery walls. This has in a sense revivified the whole outlook
toward meditation, practicalizing it, in a way, by focusing on two
important aspects. First, how can a man who does not have his entire
life to devote to silence and contemplation approach meditation? And
second, what role can the meditative discipline play in worldly life?
These problems were dealt with in great detail and with remarkable
strength of imagination by one of the most important meditation masters
of modern day Burma, Thray Sithu U Ba Khin. He was well known within
his country as an important Government servant, for many years the
Accountant General of the Union of Burma as well as the chairman of a
number of important boards and commissions. At one time he held four
such posts simultaneously, was the father of six children and found the
time to teach meditation at the International Meditation Center in
Rangoon, which was established under his guidance in the early 1950s.
The unique characteristics of his spiritual teaching stem from his
situation as a lay mediation master in an orthodox Buddhist country. It
was not appropriate for him to instruct monks, so all of his practice
was geared specifically to lay people. He developed a powerfully direct
approach to Vipassana meditation that could be undertaken in a short
period of intensive practice and continued as part of householding
life. His method has been of great importance in the transmission of
the Dhamma to the West, because in his twenty five years at the Center
he instructed scores of foreign visitors who needed no closer
acquaintance with Buddhism //per se// to quickly grasp this practice of
insight. Since U Ba Khin's demise in 1971 several of his commissioned
disciples have carried on his work, both within and outside of Burma.
Hundreds of Westerners have received the instruction from S.N. Goenka
in India, Robert Hover and Ruth Denison in America and John Coleman in
England. In addition, several of U Ba Khin's closest disciples still
teach at the Center in Rangoon.
What is the goal of Insight Meditation? And does it differ in any way
for the man whose whole life is devoted to its practice and the man who
earns a living and supports others? In the broadest sense there is no
difference. The end of suffering is the goal. The experience of
Nibbanic Peace within, as U Ba Khin referred to it, is the aim of the
practice. But also the end of suffering each moment. Harmony between
beings, the end of internal tension, the manifestation of
loving-kindness, the ability to perform one's daily tasks free from
anger, greed and anxiety. For the lay person and the monk it is the
same. The way to proceed, however, differs, at least at the outset.
U Ba Khin understood that unlike the monk, his students faced severe
limitations of time to devote to their practice. Furthermore, they had
to function in a completely uncontrolled environment generally hostile
to proper moral conduct and good concentration, the requisites for
insight. Thus he gave them a method that could withstand that pressure.
In the short span of ten days, most of his pupils could experience at
least a glimpse of the reality within and continue expanding their
awareness with two hours daily of formal meditation after they left the
Center.
This technique has three distinctive qualities to it. First is its
emphasis on the development of sufficient one-pointed concentration.
Concerning this, U Ba Khin wrote:
//Samadhi// (concentration) is a way of training the mind to
become tranquil, pure and strong and therefore forms the essence
of religious life.... It is, in fact, the greatest common
denominator of all religions. Unless one can get the mind freed
from the impurities and develop it to a state of purity, he can
hardly identify himself with Brahma or God. Although different
methods are used by people of different religions, the goal for
the development of mind is the same, viz, a perfect state of
physical and mental calm. The student at the Center is helped to
develop the power of concentration to one-pointedness by
encouraging him to focus his attention to a spot on the upper
lip at the base of the nose, synchronizing the inward and
outward motion of respiration with the silent awareness of
in-breath and out-breath....In the Anapana meditation technique
(i.e., that of respiration mindfulness), which is followed at
the Center, one great advantage is that the respiration is not
only natural, but also available at all times for the purpose of
anchoring one's attention to it, to the exclusion of all other
thoughts. With a determined effort to narrow down the range of
thought waves, firstly, to the area around the nose with
respiration mindfulness and gradually, with the wavelength of
respiration becoming shorter, to a spot on the upper lip with
just the warmth of the breath, there is no reason why a good
student of meditation should not be able to secure the
one-pointedness of mind in a few days of training.
-- The Real Values of True Buddhist Meditation,
pp. 5-6.
The reason for the necessity of good concentration, he felt, was that
with only a limited period of time available, one's mind had to have a
degree of penetrating power to really experience the inner reality on
more than a conceptual level. He departed from the most traditional
monastic view that concentration had to be developed to very high
states requiring great time and isolation. But neither did he agree
with the approach that began with little specific concentration
training. He was interested in a sufficient level for the work of real
insight.
The second quality of his teaching was its focus on the characteristic
of //anicca//, impermanence. The Buddha described reality as having
three marks, or characteristics: impermanence, unsatisfactoriness, and
the absence of a real I or self. In the practice of mindfulness,
observance of just what is, focusing the attention of these true marks
of reality breaks down false view and weakens attachment, U Ba Khin
taught that the most direct access to understanding the process of life
was through awareness of impermanence, //anicca//. He felt that
//anicca// is the most apparent and readily comprehensible of the three
marks and that its understanding leads naturally to the others. So the
observance of change, or the alteration of all phenomenon at
increasingly subtler levels was the real object of his Vipassana
technique.
The method itself was the systematic awareness of physical sensation in
the body. As the Satipatthana Sutta of the Buddha makes clear, the
process of life is identical in every aspect of the mind-body
continuum. Choose whichever you like and observe it closely enough and
all of reality unfolds. U Ba Khin found that the unfolding is most
dramatic and rapid in the physical sensation within the body. His
students were directed to place their concentrated attention on that
and become sensitive to the process of change observable in the tactile
reaction of heat, cold tingling, pain, numbness, pressure or whatever
was there. Simply observe the changing nature of the phenomenon within
you, he taught.
Continued practice of the method, as he points out in the following
articles, yields spiritual and worldly results as well. He maintained
that a householder could enjoy the fruit of the Nibbanic experience in
this life-time. And he encouraged men not to be content with ritual
practice of simple book knowledge of the teachings. In addition, the
practice, as his disciple S.N. Goenka terms it, is an art of living. So
convinced was U Ba Khin of the power of this method for clearing the
mind that he insisted that all of his employees in the Accounts
Department take a course of meditation from him and that a portion of
the office be set aside for a meditation space. Mr. Robert Hover
recounts the story that his teacher told him. Sometimes U Ba Khin,
attending particularly unfocused meetings of government with men of
more biased minds, would in the midst of heated argument rise from his
chair and stand for some moments gazing out the window before returning
to the conference table. His colleagues thought he was watching the
world outside. In fact, U Ba Khin explained, he was busy within,
reestablising mindfulness to deal with the demands of life.
* * * * * * * *
INFORMATION ON MEDITATION COURSES
BASED ON U BA KHIN'S METHOD OF INSIGHT MEDITATION (VIPASSANA)
INDIA: Shri S.N. Goenka, a personal disciple of U Ba Khin, conducts
regular ten-day courses in many places throughout India. The latest
program, with the localities and dates of these courses, and the
conditions of participating in them, can be obtained from:
Sayagyi U Ba Khin Memorial Trust
20, Shaheed Bhagat Singh Road
Fort, Bombay 400 001 INDIA
* * *
Information on courses conducted in the USA, UK, Continental Europe,
etc., by disciples of U Ba Khin (also contact addresses in many
countries), may be obtained from:
Vipassana Newsletter
PO Box 9426
Berkeley, CA 94709 USA
* * *
Recently established in the USA:
Insight Meditation Society
Pleasant Street
Barre, MA 01005 USA
* * * * * * * *
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* * * * * * * *
DISTRIBUTION AGREEMENT
~~~~~~~~~~~~~~~~~~~~~~
TITLE OF WORK: The Essentials of Buddha Dhamma in Meditative Practice
(BPS Wheel Publication No. 231)
FILENAME: WHEEL231.ZIP
AUTHOR: Sayagyi Thray Sithu U Ba Khin
AUTHOR'S ADDRESS: N.A. (d. 1971)
PUBLISHER'S ADDRESS: Buddhist Publication Society
P.O. Box 61
54, Sangharaja Mawatha
Kandy, Sri Lanka
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DATE OF PUBLICATION: 1981
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