From:    L.A. Moran                             
To:      All                                    Msg #72, Jan-23-93 02:19PM
Subject: DEFINITION OF EVOLUTION

Organization: UTCS Public Access
From: lamoran@gpu.utcs.utoronto.ca (L.A. Moran)
Message-ID: <C1BvC3.9MA@gpu.utcs.utoronto.ca>
Newsgroups: talk.origins


                            WHAT IS EVOLUTION?
                         version 2, January 22, 1993

Most non-scientists seem to be quite confused about precise definitions of
biological evolution. Such confusion is due in large part to the inability of 
scientists to communicate effectively to the general public and also to
confusion among scientists themselves about how to define such an 
important term. When discussing evolution it is important to distinguish 
between the existence of evolution and various theories about the mechanism
of evolution. And when referring to the existence of evolution it is important
to have a clear definition in mind. What, exactly, do biologist mean when they
say that they have observed evolution or that humans and chimps have evolved
from a common ancestor.

One of the most respected evolutionary biologists has defined biological
evolution as follows,

     "In the broadest sense, evolution is merely change, and so is 
      all-pervasive; galaxies, languages, and political systems all
      evolve. Biological evolution ... is change in the properties
      of populations of organisms that transend the lifetime of a 
      single individual. The ontogeny of an individual is not considered
      evolution; individual organisms do not evolve. The changes in 
      populations that are considered evolutionary are those that are
      inheritable via the genetic material from one generation to the 
      next. Biological evolution may be slight or substantial; it embraces
      everything from slight changes in the proportion of different
      alleles within a population (such as those determining blood 
      types) to the successive alterations that led from the earliest
      protoorganism to snails, bees, giraffes, and dandelions."

      Douglas J. Futuyma in Evolutionary Biology, Sinauer Associates 1986

It is important to note that biological evolution refers to populations and
not to individuals and that the changes must be passed on to the next 
generation. In practice this means that,

      Evolution is a process that results in heritable changes in a 
      population spread over many generations

This is a good working scientific definition of evolution; one that can be 
used to distinguish between evolution and similar changes that are not 
evolution. Another common short definition of evolution can be found in 
many textbooks,

     "In fact, evolution can be precisely defined as any change in the
      frequency of alleles within a gene pool from one generation to 
      the next."

      Helena Curtis and N. Sue Barnes BIOLOGY 5th ed. 1989
      Worth Publishers, p.974

One can quibble about the accuracy of such a definition (and we have often
quibbled on these newsgroups) but it also conveys the essence of what 
evolution really is. When biologists say that they have observed evolution 
they mean that they have detected a change in the frequency of genes in a 
population. (Often the genetic change is inferred from phenotypic changes that
are heritable.) When biologists say that humans and chimps have evolved from
a common ancestor they mean that there have been successive heritable changes
in the two separated populations since they became isolated.

Unfortunately the common definitions of evolution outside of the scientific
community are different. For example, in the Oxford Concise Science Dictionary 
we find the following definition;

     "evolution: The gradual process by which the present diversity
      of plant and animal life arose from the earliest and most primitive
      organisms, which is believed to have been continuing for the
      past 3000 million years."

This is inexcusable for a dictionary of science. Not only does this definition
exclude prokaryotes, protozoa, and fungi, but it specifically includes a term
"gradual process" which should not be part of the definition. More importantly
the definition seems to refer more to the history of evolution than to 
evolution itself. Using this definition it is possible to debate whether
evolution is still occurring but the definition provides no easy way of
distinguishing evolution from other processes. For example, is the increase
in height among Caucasians over the past several hundred years an example of
evolution? Are the color changes in the peppered moth population examples
of evolution? This is not a scientific definition.

Standard dictionaries are even worse. 

     "evolution: ...the doctrine according to which higher forms of
         life have gradually arisen out of lower.."   Chambers

     "evolution: ...the development of a species, organsim, or organ
         from its original or primitive state to its present or
         specialized state; phylogeny or ontogeny:  Webster's

These definitions are simply wrong. Unfortunately it is common for non-
scientists to enter into a discussion about evolution with such a definition
in mind. This often leads to fruitless debate since the experts are thinking
about evolution from a different perspective. When someone claims that they 
don't believe in evolution they cannot be referring to an acceptable 
scientific definition of evolution because that would be denying something 
which is easy to demonstrate. It would be like saying that they don't believe 
in gravity!

Recently I read a statement from a creationist who claimed that scientists
are being dishonest when they talk about evolution. This person believed that
evolution was being misrepresented to the public. The real problem is that
the public, and creationists, do not understand what evolution is all about.
This person's definition of evolution was very different from the common
scientific definition and as a consequence he was unable to understand
what evolutionary biology really meant. This is the same person who claimed
that one could not "believe" in evolution and still be religious! But once
we realize that evolution is simply "a process that results in heritable 
changes in a population spread over many generations" it seems a little silly 
to pretend that this excludes religion!

Scientists such as myself, must share the blame for the lack of public 
understanding of science. We need to work harder to convey the correct
information. Sometimes we don't succeed very well but that does not mean that
we are dishonest. On the other hand, the general public, and creationists
in particular, need to also work a little harder in order to understand
science. Reading a textbook would help.


Laurence A. Moran (Larry)


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From:    L.A. Moran                             
To:      All                                    Msg #73, Jan-23-93 02:23PM
Subject: THE MODERN SYNTHESIS

Organization: UTCS Public Access
From: lamoran@gpu.utcs.utoronto.ca (L.A. Moran)
Message-ID: <C1BvJ7.9xF@gpu.utcs.utoronto.ca>
Newsgroups: talk.origins



                      THE MODERN SYNTHESIS
             A Theory of the Mechanism of Evolution
                  (version 1.5, January 22, 1993)

Many people do not understand current ideas about evolution. The following
is a brief summary of the modern consensus among evolutionary biologists.

The idea that life on Earth has evolved was widely discussed in Europe in 
the late 1700's and the early part of the last century. In 1859 Charles 
Darwin supplied a mechanism, namely natural selection, that could explain how
evolution occurs. Darwin's theory of natural selection helped to convince 
most people that life has evolved and this point has not been seriously 
challenged in the past one hundred and thirty years.

It is important to note that Darwin's book "The Origin of Species by Means
of Natural Selection" did two things. It summarized all of the evidence 
in favor of the idea that all organisms have descended with modification 
from a common ancestor, and thus built a strong case for evolution. In 
addition Darwin advocated natural selection as a mechanism of evolution. 
Biologists no longer question whether evolution has occurred or is occurring. 
That part of Darwin's book is now considered to be so overwhelmingly 
demonstrated that is is often referred to as the FACT of evolution. However, 
the MECHANISM of evolution is still debated.

We have learned much since Darwin's time and it is no longer appropriate
to claim that evolutionary biologists beleive that Darwin's theory of Natural 
Selection is the best theory of the mechanism of evolution. I can understand 
why this point may not be appreciated by the average non-scientist because 
natural selection is easy to understand at a superficial level. It has been 
widely promoted in the popular press and the image of "survival of the 
fittest" is too powerful and too convenient.

During the first part of this century the incorporation of genetics and 
population biology into studies of evolution led to a Neo-Darwinian theory 
of evolution that recognized the importance of mutation and variation within
a population. Natural selection then became a process that altered the 
frequency of genes in a population and this defined evolution. This point of 
view held sway for many decades but more recently the classic Neo-Darwinian 
view has been replaced by a new concept which includes several other 
mechanisms in addition to natural selection. Current ideas on evolution are 
usually referred to as the Modern Synthesis which is described by Futuyma;

     "The major tenets of the evolutionary synthesis, then, were
      that populations contain genetic variation that arises by random
      (ie. not adaptively directed) mutation and recombination; that
      populations evolve by changes in gene frequency brought about
      by random genetic drift, gene flow, and especially natural 
      selection; that most adaptive genetic variants have individually
      slight phenotypic effects so that phenotypic changes are gradual
      (although some alleles with discrete effects may be advantageous,
      as in certain color polymorphisms); that diversification comes 
      about by speciation, which normally entails the gradual evolution
      of reproductive isolation among populations; and that these
      processes, continued for sufficiently long, give rise to changes
      of such great magnitude as to warrent the designation of higher
      taxonomic levels (genera, families, and so forth)."

                                     Futuyma, D.J. in EVOLUTIONARY BIOLOGY
                                     Sinauer Associates, 1986; p.12

This description would be incomprehensible to Darwin since he was unaware
of genes and genetic drift. The modern theory of the mechanism of evolution
differs from Darwinism in three important respects:

     1) It recognizes several mechanisms of evolution in addition
        to natural selection. One of these, random genetic drift,
        may be as important as natural selection.

     2) It recognizes that characteristics are inherited as discrete
        entities called genes. Variation within a population is due
        to the presence of multiple alleles of a gene.

     3) It postulates that speciation is (usually) due to the gradual
        accumulation of small genetic changes. This is equivalent to
        saying that macroevolution is simply a lot of microevolution.

In other words, the Modern Synthesis is a theory about how evolution works
at the level of genes, phenotypes, and populations whereas Darwinism was
concerned mainly with organisms, speciation and individuals. This is a major
paradigm shift and those who fail to appreciate it find themselves out of
step with the thinking of evolutionary biologists. Many instances of such
confusion can be seen here in the newsgroups, in the popular press, and in
the writings of anti-evolutionists.

The major controversy among evolutionists today concerns the validity of
point #3 (above). The are many who believe that the fossil record at any one
site does not show gradual change but instead long periods of stasis followed 
by rapid speciation. This model is referred to as Punctuated Equilibrium and 
it is widely accepted as true, at least in some cases. The debate is over
the relative contributions of gradual versus punctuated change, the average 
size of the punctuations, and the mechanism. To a large extent the debate is 
over the use of terms and definitions, not over fundamentals. No new 
mechanisms of evolution are needed to explain the model.

Some scientists continue to refer to modern thought in evolution as
Neo-Darwinian. In some cases these scientists do not understand that the
field has changed but in other cases they are referring to what I have
called the Modern Synthesis, only they have retained the old name.


Laurence A. Moran (Larry)

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From:    L.A. Moran                             
To:      All                                    Msg #74, Jan-23-93 02:25PM
Subject: GENETIC DRIFT

Organization: UTCS Public Access
From: lamoran@gpu.utcs.utoronto.ca (L.A. Moran)
Message-ID: <C1BvMD.9zJ@gpu.utcs.utoronto.ca>
Newsgroups: talk.origins


                         RANDOM GENETIC DRIFT                      
                      version 1, January 22, 1993

The two most important mechanisms of evolution are natural selection and
genetic drift. Most people have a reasonable understanding of natural
selection but they don't realize that drift is also important. The anti-
evolutionists, in particular, concentrate their attack on natural selection
not realizing that there is much more to evolution. Darwin didn't know about
genetic drift, this is one of the reasons why modern evolutionary biologists
are no longer "Darwinists". (When anti-evolutionists equate evolution with 
Darwinism you know that they have not done their homework!)

Random genetic drift is a stochastic process (by definition). One aspect of
genetic drift is the random nature of transmitting alleles from one generation
to the next given that only a fraction of all possible zygotes become mature
adults. The easiest case to visualize is the one which involves binomial 
sampling error. If a pair of diploid sexually reproducing parents (such as 
humans) have only a small number of offspring then not all of the parent's 
alleles will be passed on to their progeny due to chance assortment of 
chromosomes at meiosis. In a large population this will not have much effect 
in each generation because the random nature of the process will tend to
average out. But in a small population the effect could be rapid and
significant.

Suzuki et al. explain it as well as anyone I've seen;

     "If a population is finite in size (as all populations are) and if
      a given pair of parents have only a small number of offspring,
      then even in the absence of all selective forces, the frequency
      of a gene will not be exactly reproduced in the next generation
      because of sampling error. If in a population of 1000 individuals
      the frequency of "a" is 0.5 in one generation, then it may by chance
      be 0.493 or 0.0505 in the next generation because of the chance
      production of a few more or less progeny of each genotype. In the
      second generation, there is another sampling error based on the new 
      gene frequency, so the frequency of "a" may go from 0.0505 to 0.501
      or back to 0.498. This process of random fluctuation continues 
      generation after generation, with no force pushing the frequency
      back to its initial state because the population has no "genetic
      memory" of its state many generations ago. Each generation is an
      independent event. The final result of this random change in allele
      frequency is that the population eventually drifts to p=1 or p=0.
      After this point, no further change is possible; the population has
      become homozygous. A different population, isolated from the first,
      also undergoes this random genetic drift, but it may become homozygous
      for allele "A", whereas the first population has become homozygous for
      allele "a". As time goes on, isolated populations diverge from each 
      other, each losing heterozygosity. The variation originally present
      within populations now appears as variation between populations."

      Suzuki, D.T., Griffiths, A.J.F., Miller, J.H. and Lewontin, R.C. in
      An Introduction to Genetic Analysis 4th ed. W.H. Freeman 1989 p.704

Of course random genetic drift is not limited to species that have few 
offspring, such as humans. In the case of flowering plants, for example,
the stochastic element is the probabilty of a given seed falling on fertile
ground while in the case of some fish and frogs it is the result of chance
events which determine whether a newly hatched individual will survive.
Drift is also not confined to diploid genetics; it can explain why we all 
have mitochondria that are descended from those of a single women who lived 
hundreds of thousands of years ago.

     "This does not mean that there was a single female from whom we
      are all descended, but rather that out of a population numbering
      perhaps several thousand, by chance, only one set of mitochondrial
      genes was passed on. (This finding, perhaps the most surprising
      to us, is the least disputed by population geneticists and others
      familiar with genetic drift and other manifestations of the laws
      of probability.)"

      Curtis, H. and Barnes, N.S. in Biology 5th ed. Worth Publishers 1989
      p. 1050.

But random genetic drift is even more that this. It also refers to accidental
random events that influence allele frequency. For example,

      "Chance events can cause the frequencies of alleles in a small 
       population to drift randomly from generation to generation. For
       example, consider what would happen if [a]... wildflower population
       ... consisted of only 25 plants. Assume that 16 of the plants have
       the genotype AA for flower color, 8 are Aa, and only 1 is aa. Now
       imagine that three of the plants are accidently destroyed by a rock
       slide before they have a chance to reproduce. By chance, all three
       plants lost from the population could be AA individuals. The event
       would alter the relative frequency of the two alleles for flower
       color in subsequent generations. This is a case of microevolution
       caused by genetic drift...

       Disasters such as earthquakes, floods, or fires may reduce the
       size of a population drastically, killing victims unselectively.
       The result is that the small surviving population is unlikely
       to be representative of the original population in its genetic
       makeup - a situation known as the bottleneck effect.... Genetic
       drift caused by bottlenecking may have been important in the
       early evolution of human populations when calamities decimated
       tribes. The gene pool of each surviving population may have been,
       just by chance, quite different from that of the larger population
       that predated the catastrophe."

       Campbell, N.A. in Biology 2nd ed. Benjamin/Cummings 1990 p.443

Several examples of bottlenecks have been inferred from genetic data. For 
example, there is very little genetic variation in the cheetah population.
This is consistant with a reduction in the size of the population to only
a few individuals - an event that probably occurred several thousand years
ago. An observed example is the northern elephant seal which was hunted almost
to extinction. By 1890 there were fewer than 20 animals but the population 
now numbers more than 30,000. As predicted there is very little genetic
variation in the elephant seal population and it is likely that the twenty
animals that survived the slaughter were more "lucky" than "fit".

Another example of genetic drift is known as the founder effect. In this case
a small group breaks off from a larger population and forms a new population.
This effect is well known in human populations;

       "The founder effect is probably responsible for the virtually
        complete lact of blood group B in American Indians, whose
        ancestors arrived in very small numbers across the Bering Strait
        during the end of the last Ice Age, about 10,000 years ago. More
        recent examples are seen in religious isolates like the Dunkers
        and Old Order Amish of North America. These sects were founded
        by small numbers of migrants from their much larger congregations
        in central Europe. They have since remained nearly completely 
        closed to immigration from the surrounding American population.
        As a result, their blood group gene frequencies are quite different
        from those in the surrounding populations, both in Europe and
        in North America.
  
        The process of genetic drift should sound familiar. It is, in 
        fact, another way of looking at the inbreeding effect in small 
        populations ... Whether regarded as inbreeding or as random
        sampling of genes, the effect is the same. Populations do not
        exactly reproduce their genetic constitutions; there is a random
        component of gene-frequency change."

        Suzuki et al. op. cit.

There are many well studied examples of the founder effect. All of the cattle
on iceland, for example, are descended from a small group that were brought to
the island more than one thousand years ago. The genetic make-up of the
icelandic cattle is now different from that of their cousins in Norway but the
differences agree well with those predicted by genetic drift. Similarly,
there are many pacific islands that have been colonized by small numbers
of fruit flies (perhaps one female) and the genetics of these populations
is consistant with drift models.

Thus, it is wrong to consider natural selection as the ONLY mechanism of 
evolution and it is also wrong to claim that natural selection is the 
predominant mechanism. This point is made in many genetics and evolution 
textbooks, for example;

     "In any population, some proportion of loci are fixed at a 
      selectively unfavorable allele because the intensity of 
      selection is insufficient to overcome the random drift to 
      fixation. Very great skepticism should be maintained toward 
      naive theories about evolution that assume that populations
      always or nearly always reach an optimal constitution under
      selection. The existence of multiple adaptive peaks and the
      random fixation of less fit alleles are integral features
      of the evolutionary process. Natural selection cannot be
      relied on to produce the best of all possible worlds."

      Suzuki, D.T., Griffiths, A.J.F., Miller, J.H. and Lewontin, R.C. in
      An Introduction to Genetic Analysis 4th ed., W.H. Freeman, New York 1989

     "One of the most important and controversial issues in population
      genetics is concerned with the relative importance of genetic drift
      and natural selection in determining evolutionary change. The key
      question at stake is whether the immense genetic variety which is 
      observable in populations of all species is inconsequential to survival
      and reproduction (ie. is neutral), in which case drift will be the
      main determinant, or whether most gene substitutions do affect 
      fitness, in which case natural selection is the main driving force.
      The arguments over this issue have been intense during the past half-
      century and are little nearer resolution though some would say that
      the drift case has become progressively stronger. Drift by its very
      nature cannot be positively demonstrated. To do this it would be
      necessary to show that selection has definitely NOT operated, which
      is impossible. Much indirect evidence has been obtained, however, 
      which purports to favour the drift position. Firstly, and in many
      ways most persuasively is the molecular and biochemical evidence..."

      Harrison, G.A., Tanner, J.M., Pilbeam, D.R. and Baker, P.T. in
      Human Biology 3rd ed. Oxford University Press 1988 pp 214-215

The book by Harrison et al. is quite interesting because it goes on for 
several pages discussing the controversy. The authors point out that it is
very difficult to find clear evidence of selection in humans (the sickle
cell allele is a notable exception). In fact, it is difficult to find good
evidence for selection in most organisms - most of the arguments are after
the fact (but probably correct)!

The relative importance of drift and selection depends, in part, on estimated
population sizes. Drift is much more important in small populations. It is
important to remember that most species consist of numerous smaller inbreeding
populations called "demes". It is these demes that evolve.

Studies of evolution at the molecular level have provided strong support for
drift as a major mechanism of evolution. Observed mutations at the level of 
gene are mostly neutral and not subject to selection. One of the major
controversies in evolutionary biology is the neutralist-selectionist debate
over the importance of neutral mutations. Since the only way for neutral
mutations to become fixed in a population is through genetic drift this
controversy is actually over the relative importance of drift and natural
selection.


Laurence A. Moran (Larry)

